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Ladenburg Thalmann Financial Services Inc.
Ladenburg Thalmann Financial Services Inc. Contracts
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Sample Business Contracts from Ladenburg Thalmann Financial Services Inc.
Agreement for Securities Clearance Services - Bear Stearns & Co. and Gaines, Berland Inc.
(Apr 30, 1985)
Consulting Agreement - First Cambridge Securities Corp. and Frost Hanna Capital Group Inc.
(1997)
Debt Conversion Agreement - Ladenburg Thalmann Financial Services Inc., New Valley Corp. and Frost-Nevada Investments Trust
(Mar 29, 2004)
Employment Agreement - Frost Hanna Capital Group Inc. and Markk J. Hanna
(Sep 1996)
Employment Agreement - Frost Hanna Capital Group Inc. and Richard B. Frost
(Sep 1996)
Employment Agreement - Ladenburg Thalmann & Co. Inc. and Salvatore Giardina
(Mar 1, 2004)
Employment Agreement - Ladenburg Thalmann Financial Services Inc. and Charles I. Johnston
(Mar 9, 2004)
Employment Agreement - Ladenburg Thalmann Financial Services Inc. and Mark Zeitchick
(Oct 10, 2002)
Employment Agreement - Ladenburg Thalmann Financial Services Inc. and Richard Rosenstock
(Oct 10, 2002)
Employment Agreement - Ladenburg Thalmann Financial Services Inc. and Victor M. Rivas
(Oct 10, 2002)
Employment Agreement - Ladenburg Thalmann Financial Services Inc. and Vincent Mangone
(Oct 10, 2002)
Employment Agreement [Amendment No. 3] - Ladenburg Thalmann Financial Services Inc., Ladenburg Capital Management Inc. and Mark Zeitchick
Employment Agreement [Amendment No. 3] - Ladenburg Thalmann Financial Services Inc., Ladenburg Capital Management Inc. and Vincent A. Mangone
Employment Agreement [Amendment] - Ladenburg Thalmann Financial Services Inc., Ladenburg Capital Management Inc. and Richard J. Rosenstock
(Dec 31, 2002)
Financial Consulting Services Agreement - Ladenburg, Thalmann & Co. Inc. and Provident American Corp.
(Jun 6, 1996)
Indemnification Agreement - Ladenburg Thalmann Financial Services Inc. and Charles I. Johnston
(Mar 9, 2004)
New York-Bethpage-1055 Stewart Avenue Agreement of Lease - Briarcliffe College Inc. and Gaines, Berland Inc.
(Dec 20, 1996)
New York-New York-22 Cortlandt Street Lease - Mayore Estates LLC, 80 Lafayette Associates LLC and Gaines, Berland Inc.
(Aug 3, 1999)
Note Purchase Agreement - Ladenburg Thalmann Financial Services Inc. and Berliner Effektengesellschaft AG
(Mar 29, 2004)
Severance Agreement, Waiver, and Release - Ladenburg Thalmann & Co. Inc. and Victor Rivas
(Mar 9, 2004)
Stock Option Agreement - Ladenburg Thalmann Financial Services Inc. and Charles I. Johnston
(Mar 9, 2004)
Stock Option Agreement - Ladenburg Thalmann Financial Services Inc. and David Thalheim
(May 7, 2001)
Stock Option Agreement - Ladenburg Thalmann Financial Services Inc. and Salvatore Giardina
(Dec 17, 2003)
Stock Option Agreement - Ladenburg Thalmann Financial Services Inc. and Victor M. Rivas
(May 7, 2001)
Temporary Forbearance Agreement - Ladenburg Thalmann Financial Services Inc., New Valley Capital Corp., Frost-Nevada Investments Trust and Berliner Effektengesellschaft AG
(Jun 28, 2002)