Technology License and Distribution Agreement [Amendment No. 1] - Sun Microsystems Inc. and OpenTV Inc.
FIRST AMENDMENT TO
TECHNOLOGY LICENSE AND DISTRIBUTION AGREEMENT
THIS FIRST AMENDMENT ("Amendment") is made as of June 30, 1999 (the "Amendment
Date"), by and between Sun Microsystems, Inc. ("Sun") and OpenTV, Inc.
("Licensee").
RECITALS
WHEREAS, Sun and Licensee are parties to a certain Technology License and
Distribution Agreement dated March 20, 1998 which provides, among other things,
certain development, use and distribution license rights to Licensee with
respect to specified portions of Sun's Java(TM) technology (the "Agreement");
and
WHEREAS, in consideration of the respective promises contained herein, the
parties wish to amend the Agreement in the manner set forth below;
NOW THEREFORE, in consideration of the foregoing and the parties' respective
obligations under the Agreement, Sun and Licensee hereby amend the Agreement as
follows:
1. Definitions. Section 1 of the Agreement is amended to add the following
sections and renumber the remaining sections accordingly:
1.11 "Java-Enabled Television Software Stacks" means a class of
products, available from Licensee and other Sun licensees, which
includes Sun's Personal Java(TM) technology (or alternative Java
platform technology as subsequently agreed to by the parties,
hereinafter the "Appropriate Java Platform") together with
compliant implementations of the Java technology specificiation
for television devices that corresponds to the Appropriate Java
Platform ("Corresponding TV API"), an operating system, a user
interface and other technology, integrated for use in specific
Television Devices.
1.16 "Optimized-Product" means a Java-Enabled Television Software
Stack that has been developed by Licensee and optimized for a
Television Device.
1.29 "Television Devices" means set top box devices, with or without a
display, whose principal purpose is to display a broadcast
television picture (in any format, including, but not limited to,
NTSC, PAL, and HDTV formats).
2. Java Technology for TV. Section 1 of Exhibit C-2 of the Agreement is amended
to add, when and if it becomes available, Sun's reference implementation of the
Corresponding TV API. ** ********** *** *** ******* * ** ******* *** ** ***
********* ** ******** **** **** *** ** ** ******* ********** ***** **********
************* ** **** *** ********* **** **** ** **** *** ******* *** ** ******
********* *** ** *** ********** ******** ***** *** ********* ******* **********
******** ** ********** ************ ************ ************** **** ****
******* ** ** ********* ** *** *********** ********** ********* ** ******* *****
******** ************ *** ****** ***** **** ********** ************ *** ********
* Indicates that confidential treatment has been granted for that portion of
the text as marked and that the confidential portion has been filed separately
with the U.S. Securities and Exchange Commission.
June 30, 1999 Final Sun Confidential
<PAGE>
** **** ********** *** *** ******* * ** ******* *** ** *** ********* ** *******
** **** **** *** ** ** ******* ********** ***** ********* ************ ** ***
************* ** **** *** ********* **** **** ** **** *** ******* *** ** ******
********* *** ** *** ********** ******** ***** *** ********* ******* **********
******** ** ********** ************ ************ ************** **** ****
******* ** ** ********* ** *** *********** ********** ********* ** ******* *****
******** ************ *** ****** ***** **** ********** ************ *** ********
********************************************************************************
3. Additional Agreement of Parties. Section 5.0 of the Agreement is amended to
add the following sections:
3.1 Coordination.*** ******** ***** ** * ********** *************
------------
******* ********* ************ ********** ******** ****** ** *** **********
******* ******* ****** ******* ********** **** *** ********* ***** *** ****
******** **** ********** **** *** ** ******** *** **** ******* ******** ** *
********* ******* ******* ****** *** ********** ******* ****** ** **** **** ***
******** *** ***** *** ********* ******* ******* ******* **** **** ****** *** **
********** **** **** ******** ******** ***** *********** ********* *** *********
3.2 Personal Java Technology for TV
-------------------------------
** *************** *** *** *** *** ************ ****** ******** ***
*** **** *** ********** **** ********* ****** ********* *** ********** ***
******* **** ******* *** *** *** **** ************* **** ******** *********
********* **** *** ** ******* * ** ******* *** ********* ****** ** ****** * ****
******** ***** ** ******* ** *** ****** ** *** *** ***** ** ******* *** ** ***
********** ************ **** *** *** ***** *** **** **** ** * ******** *******
**** ************ **** ** *** ***** ** *** ** ******* ** *** ***** *** ***** ***
********* **** ** **** ******** ** *** ***** ** *** ********** *** *********
******* **** *********** ********* ****** *** **** ***** ** * ************
****** ** **** ** ******* *********** ***** ** *** ********** ****** ** ***
******** **** *** ******* *********** ** * ******* ******* **** *** ***
********** ****** ******* ***** ********* ** ********** *******
*** ***** ** *****
** *** **** ********* *** ***** **** ** ********** **** ****
***** ************ ** **** ******** **** ************ *** **** ** ****** ** **
****** ** ******* ******** **** **** ********* ********* *** ***** ** *******
****** ** ***** ****** *** ***** **** *** ******* ** *** ******** ****** ***
**** **** ****** ********** **** **** ** ********* ****** ***** **** *********
******** **** ********* ************ ******** **** ****** ***** *** *********
***** ********* **** ** ******** ** *** ********* ****** ****** ** ****
********** ***** ******** ****** *** ****** ** ******* ** *** ***** **********
***** ****** **** ******* **** *** **** ******* **** ** *** ***** *** ***** ***
*** *** ** **** ********* ** ********** ****** * *** * ** *** ********** ** ***
**** ** ****** **** ***** ***** *********** ** ** ****** ******** *******
******* *** ** ** ***** ******** ** ***** *** ** *** ** ***** ***** ** ***
******* * **** ****** **** ****** *** *** ****** ******** ****** ** *********
******** *** **** *** *** * ***** ** *** ** **** ** **** *********** **********
**** *** ** *******
* Indicates that confidential treatment has been granted for that portion of the
text as marked and that the confidential portion has been filed separately with
the U.S. Securities and Exchange Commission.
June 30, 1999 Final Sun Confidential
<PAGE>
** *** ****** **** ********** ** *** **** ******** ****** ************ *** *****
********* ******* **** ***** *** *** * ****** ** **** *** ***** **** ***
********* ***** ******** ******** ** *** ** ****** ** **** ********* ** ***
********** *** **** *** ************ ********** ******* *** *** **** **** ***
*** ******* ******* ******* ** ********** **** ***** ************* ***
************ ********** ******** ****** **** ******* ********* ***** **** *****
********* ******* ********* ***** *** ***** ** ***** *********** **** ******* **
****** *********** ******** *** ************ ********** ******** ***** *****
***** ********* ** *** **** *** *** ***** ******* ********* ** *** ************
********** ******* ************ *** ***** ******* **** ***** ***** ****
********** ** ******* ***** ** *** ************ ********** ******** *****
******* ******* ********* *** ********* ***** *** ****** *** ********** *******
** ***** *** ***** *** ******* *** **** ********* ** ************ *** **********
*********** ******* ************ *** ******** ***** ******* *** ****
************* ** ********* *** *********** ****** *
** ******** **** ************ ****** ******* *** ****** ** **********
******** ********* *** ****** ********** *** ***** ************ **** *********
******** **** *** ************* *** **** ** *** ** ********** *******
*********** ****** *** **** ***** **** ********** ** * **** ********* **** ****
** *********** **** ********** ****** ********* ******* ********* *** **********
******** ****** ** *********** *** *********** **** ********* ******** **** ***
************* ** *** *** **** ************* ** ** ******** ********* ** ******
******** ** *** ******** *** ********** ******** ******** **** ******* ***
******* *** *********** ********* *** ** ********** ******* ********** **
******** *** ********* ******* ******* ** *** **** *********** ******** *****
**** ****** ** * ********* ************** ********** ** *** ************ ****
********* ******** **** ***** ************* ** *** *** * ******** ********* ***
*** *** **** ********** ** ********* *** ********* ***** *** ****** ***
********** ******* ** ***** *** ***** *** ******* ******** **** ********* **
************ *** ********** ** ********* *** *********** ********** ** *** *****
**** *** *** *** *** *** *********** *** ***** *** ** ** **** **********
******** ***** ** ****** **** *** *********** ******** ** ***** ********
** *** ******* **** ********* ** ********** *** *********** **** *********
******** ***** *** **************** **** *** ******** ******** **** ***********
**** ******* *** ************* ** *** ********** ******* *** * **** **********
*** ********* ** ** ******* ** **** ****** *** ********** *** ************ ***
********* ******** *** ******* ***** ******* ** ***** **** *** ******** ****
**** ****** ****** **** **** ** *** ********* ***** ********* *********** ** ***
**** ********* **** ******* ** *** ******* ******** ** *** ***** ********
******* ****** ** *** ************ ********** ******* ** **** *** **********
******** ** **** **** **** ** ******** *** ********* ******* *** ***** *** ***
** ***** ** **** **** ** *** ******* ***** ***** ** ********* ********** ** ****
***** ******** ***** ****** **** *** ********* ******* ***** **** ***
************* ********** *** *********** **** ******** *** ************* **** **
*** ****** ********* ******* ** **** ******* **** ** ********* ** **** ** **
******* ** ******* ******** ** ********* ********** ********** **** **** *******
** ******** ** * ******* ********* ********* *********** ******* ***
** *********** ************ ** ******* *** *********** ** *** ******* ****
********* ** ********** *** *********** **** ********* ******** ***** ***
**************** **** *** ******** ******** **** *********** **** ******* ***
************* ** *** ********** ******* *** * **** ********** *** ********* **
** ******* ** **** ****** *** ********** *** ************ *** ********* ********
*** ******* ***** ******* ** ***** **** *** ******** **** **** ****** ******
**** **** ** *** ********* ***** ********* *********** ** *** **** *********
**** ******* ** *** ******* ******** ** *** ***** ******** ******* ****** ** ***
************ ********** ******* ** **** *** ********** ******** ** **** ****
3.3 Jini Connection Technology, **** *** ********* ************** ** **** ** **
--------------------------
**** *** **** **** ********** ******* ** *** ******* *** ************* ****
******* *** ******* **** ************
* Indicates that confidential treatment has been granted for that portion of the
text as marked and that the confidential portion has been filed separately with
the U.S. Securities and Exchange Commission.
June 30, 1999 Final Sun Confidential
<PAGE>
*************************** *** *** *** *** ************ ****** ******** *** ***
**** *** ********** **** ********* ****** ********* *** ********** *** *******
**** ******* *** *** *** **** ************* **** ******** ********* *********
**** *** ** ******* * ** ******* *** ********* ****** ** ****** * **** ********
***** ** ******* ** *** ****** ** *** *** ***** ** ******* *** ** *** **********
************ **** *** *** ***** *** **** **** ** * ******** ******* ****
************ **** ** *** ***** ** *** ** ******* ** *** ***** *** ***** ***
********* **** ** **** ******** ** *** ***** ** *** ********** *** *********
******* **** *********** ********* ****** *** **** ***** ** * ************
****** ** **** ** ******* *********** ***** ** *** ********** ****** ** ***
******** **** *** ******* *********** ** * ******* ******* **** *** ***
********** ****** *******
******** ****** ** ******* *** ********** ******** ** ***** *** ********
******* ************* *** **** ********** ********** ** ******** *** *****
******** **** *** ********* ** *** ***** ******** *** ************* ** ****
********** ********** ***** ** ** ********** **** *********** *** ** ***
************ ********** ******* ** **** *** ** ********** ********** *********
** ** ********* *** *** ** ********** ********** ******** ** ******** *** ****
3.4 Standards and Content Development ********* ********* *** *********
---------------------------------
***** *********************** ********** *** ******* *** ** ******* ** ********
*** ******** ********* ****** ** ***** *** ******** **** *** ********** ***
*********** **** ******** *** ************* ** *** ** ********** *** *** ****
******* *** **** ************ ********* *** ********* ***** ******* ***** ****
******* **** *** ** ****** ********* ** *** *********** **** **** ******** ***
*** ************* ** **** ** * **** ********* ** *** ******** ** *** *********
*** *** ** ********* ** ********* *********** ***** *** ********* ***** ***
******* **** ******** ******* **** ** ********** ****** *** ************ ****
********** ******* *********** *** *** ********** **** ********** ** ** *** **
********** ******* **** *** ******** **** *** ****** **** *** ******** *********
******* ** ***** **** ** **** ** **** ******* ** *** ** *** ********* ** *****
**** *** ********** *** *********** **** ******** *** ************* ** *** **
********** *** *** **** ******** ******
3.5 Marketing. Licensee will use commercially reasonable efforts to
---------
include in its appropriate press releases and marketing collateral, as well as
in oral communications with customers and the public, statements declaring
Licensee's preferential support for Appropriate Java Platform and the
Corresponding TV API, provided that the content, timing and form of such
communications shall be at Licensees discretion. Sun will use commercially
reasonable efforts to issue a press release* *** ********** ******* **
************** ***** ** ** **** ***********provided that the content, form and
timing shall be at Sun's discretion and provided further that Sun shall
consider, in good faith, suggestions regarding additions, deletions and/or
changes made by Licensee. Sun will use commercially reasonable efforts to
include in its appropriate subsequent press releases and marketing collateral,
as well as in oral communications with customers and the public, statements
declaring Sun's support for Licensee as a preferred channel partner within the
Television Devices market, provided that the content, timing and form of such
communications shall be at Sun's discretion.
4. ******* Royalty. ** *** ** ****** ****** ** ********* ************ ***
-------
***** ******* ****** ******* **** **** **** *** *** ****** ** ******* ** ***
********* ***** ** ****** ****** ** ****** *** *** ********* ** *** ************
***** ** *** ***** *** ***
* Indicates that confidential treatment has been granted for that portion of the
text as marked and that the confidential portion has been filed separately with
the U.S. Securities and Exchange Commission.
<PAGE>
******** ******** *** *** *** *** ************ ****** ******** *** ***
**** *** ********** **** ********* ****** ********* *** ********** *** *******
**** ******* *** *** *** **** ************* **** ******** ********* *********
**** *** ** ******* * ** ******* *** ********* ****** ** ****** * **** ********
***** ** ******* ** *** ****** ** *** *** ***** ** ******* *** ** *** **********
************ **** *** *** ***** *** **** **** ** * ******** ******* ****
************ **** ** *** ***** ** *** ** ******* ** *** ***** *** ***** ***
********* **** ** **** ******** ** *** ***** ** *** ********** *** *********
******* **** *********** ********* ****** *** **** ***** ** * ************
****** ** **** ** ******* *********** ***** ** *** ********** ****** ** ***
******** **** *** ******* *********** ** * ******* ******* **** *** ***
********** ****** *******
5. Annual Support and Upgrade Fees **** *** ********* ************** ** **** **
-------------------------------
** **** *** **** **** ********** ******* ** *** ******* *** ************* ****
******* *** ******* **** ************
6. Effect on Agreement. Except as otherwise specifically provided in this
-------------------
Amendment, defined terms shall have the same meaning as defined in the
Agreement. Except as amended hereby, all other terms and conditions of the
Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties have caused this Amendment to be executed by
their duly authorized representatives.
SUN MICROSYSTEMS, INC. OPENTV, INC.
Subject to ratification by OpenTV, Inc.,
By: /s/ Jay Puri Board of Directors
---------------------
By: /s/ Randall S. Livingston
Name: Jay Puri ------------------------------
Title: VP WW Sales Name: Randall S. Livingston
6/30/99 Title: Chief Financial Officer
June 30, 1999 Final Sun Confidential
* Indicates that confidential treatment has been granted for that portion of the
text as marked and that the confidential portion has been filed separately with
the U.S. Securities and Exchange Commission.
<PAGE>
******* ** ********** *************
** *********** *** ********* **** ******** ***********
** *********** *** ********* ** ************ *** *** **************
**** ** ****** *** **** *** ************ ******* *** **** ***** ********** ****
* Indicates that confidential treatment has been granted for that portion of
the text as marked and that the confidential portion has been filed separately
with the U.S. Securities and Exchange Commission.
June 30, 1999 Final Sun Confidential